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A SIMULATION STUDY TO COMPARE

MINIMUM INVENTORY VARIABILITY POLICIES (MIVP®) AND

FIRST-IN-FIRST-OUT (FIFO) ALGORITHM

 

 

Donald W. Collins, Tabut Torsina and Robert Balgemann

 

 

Donald W. Collins, Ph.D., Manufacturing and Aeronautical Engineering Technology, College of Technology and Applied Sciences, Arizona State University East, Mesa, AZ 85212 0903

email: donald.collins@asu.edu.us      Fax: (602) 727-1549

Tabut Torsina, MTech, Simulation Engineer, Motorola MOS 12, Chandler, Arizona

Robert Balgemann, MTech, Simulation Engineer, SEMATECH, Austin, Texas

 

 

 

 

Abstract: Minimum Inventory Variability Policies (MIVP®) for product release and resource scheduling developed by ACADZ, Inc. is one of many existing dispatching rules used in manufacturing and research today. The purpose of these two research studies was to confirm that the MIVP® K-Step Ahead® policy is more efficient at resource scheduling than First-In-First-Out (FIFO) in terms of average cycle time and cycle time variance in a stable semiconductor factory. FIFO is used as the baseline for comparison of a two-product DRAM semiconductor factory dataset provided by SEMATECH. The AutoSched/Automod® simulation software tool was chosen to model the system.  The research results suggest significant improvement in average cycle time, and cycle time variance when the factory was loaded to within 95% capacity but not in cycle time variance when the factory was loaded at 85% capacity when using MIVP® K-Step Ahead®. Copyright© 1999 IFAC

 

Keywords: Buffer, capacity, DRAM, heuristics, scheduling algorithms, simulation, stochastic modeling, throughput, variability, variance, waiting times

 

 

 

 


1. INTRODUCTION

 

Semiconductor manufacturing is considered as one of the most complex manufacturing processes today. It poses unique planning and scheduling challenges including a large number of process steps, highly reentrant process flows, variable batch sizes, and equipment reliability. These complexities are some of the causes of excessive cycle time, low production rates, missed due dates, and low machine utilization.

 

MIVP® K-Step-Ahead® is a new and more efficient resource scheduling policy designed to improve the productivity of semiconductor manufacturing processes by minimizing the variance of inventories caused by variations in queue lengths thus reducing overall cycle time. The variability tested in this paper was that of emergency maintenance and product inter-arrival rates.

 

1.1. Statement of the Problem

 

The purpose of this study was to use stochastic simulation to compare the cycle time results produced by two scheduling policies, MIVP® K-Step-Ahead® policy and First-In-First-Out (FIFO). FIFO has long been considered the simplest and the fairest resource-scheduling rule in manufacturing. The principal question addressed in this dual study was to determine if there was a statistically significant difference in the performance measures of average cycle time and cycle time variance when comparing MIVP® K-Step-Ahead® to FIFO with constant arrival rates when comparing the loading of the bottleneck machines at 85% (Torsina 1997) and 95% (Balgemann 1997).

 

1.2 Scope

 

The scope of this research was limited to a steady state factory whose data was provided by SEMATECH. The data emulates a 2-product DRAM semiconductor FAB. The following assumptions were made prior to construction of the simulation model:

1.        The SEMATECH data were assumed to be correct and represent the actual condition of a real semiconductor fabrication facility (FAB).

2.        The batch size was held constant. Presenting different batch sizes, though it makes the model more detailed, was not essential to the comparison  of MIVP® K-Step-Ahead® with FIFO.

3.        The modeled FAB was assumed to be fully automated. Therefore, labor was treated as a nuisance variable for this project.

4.        Machine setups were not taken into account because MIVP® was not a policy intended to improve performance through minimizing setup times. In addition, setup times can be implemented by increasing processing times to include a prorated setup time without jeopardizing the comparative results. Therefore, setup times were ignored.

5.        The release policy was fixed for each set of comparisons to maintain the two capacities at the bottleneck section of the FAB at 85% and 95%.

6.        Rework and scrap were not significant therefore they were omitted.

7.        AutoMod/AutoSched® software was used. A preliminary simulation run of the model using FIFO indicated that it took approximately 24-hours to complete a single run of 700-days production using a 133 mega-hertz PC.

 

1.3 Semiconductor Manufacture

 

Semiconductor fabrication creates circuits in layers, with each consisting of the following sequence of operations: chemical cleaning, metal disposition, oxidation, photolithography, plasma chemical etching, and ion implantation. This sequence will vary to some degree based upon the circuit composition of the device being manufactured. The processes are completed in a clean room facility, a manufacturing environment that protects wafers from dust particle contamination.

 

Performance of a semiconductor FAB is generally measured based on equipment utilization, production rate, average cycle time, cycle time variance, due dates, work in process (WIP), and wafer yields. These measures often conflict with each other. For example, increasing machine utilization may create new bottlenecks which increases WIP and cycle time. Therefore, a tradeoff must be made. The best solution will improve performance by reducing inventory and overall cycle time. Due to the enormous cost required constructing a semiconductor FAB, a 1% reduction in cycle time can mean $200,000.00 to $300,000.00 per month increase in profits or additional products.

 

2. MIVP® POLICY

 

The MIVP® policy consists of a set of heuristics that evolved from the need to look at the overall system rather than the local state in order to obtain the needed information required for making appropriate scheduling decisions. Goldratt and Cox (1986) stated that coordinating equipment upstream and downstream in the process would improve overall throughput of the system. Connors, Feigin, and Yao (1994) showed why relying on local information was a problem with most scheduling policies. Although there are three variants of MIVP®, One-Step-Ahead®, K-Step-Ahead®, and K-Step-Ahead J-Step-Back®, this project was limited to One-Step-Ahead® and K-Step-Ahead®, 1 ≤ K ≤10.

 

The focus of the MIVP® policy is on the mean and variance of cycle time (Li, Tang, & Collins, 1996). Cycle time impacts semiconductor fabrication processes mostly in terms of wafer contamination levels and production cost (Tang, 1993). As the wafers reside longer in production, they are more exposed to dust particles that exist even in a clean room facility. This may lead to rework or scrap. Cycle time is directly proportional to inventory, which translates to cost. Moreover, a survey of several Japanese semiconductor manufacturers identified that reduction of cycle time was a significant objective (Duenyas, Fowler, & Schruben, 1994). The variance of cycle time often determines how the due dates are met. The larger the variance, the more chance that production misses the promised delivery dates. Introducing variability into the system by changing processing time distribution increases cycle time and inventory. Therefore, minimizing the variability of scheduling resources improves performance of the system by at least making it more predictable.

MIVP® works on the premise that inventory has to exist in the factory. A zero inventory factory is virtually impossible to achieve because inventory is needed to stabilize production processes. MIVP® tries to efficiently manage inventory so total inventory is distributed throughout the factory. MIVP® schedules lots based on a heuristic algorithm that focuses on decreasing the man-made variability of resource scheduling to reduce cycle-time and cycle-time variance, and therefore reduce inventory costs.

 

2.1 MIVP One-Step-Ahead®

 

The heuristic is presented in the priority matrix of (Fig 1).

Fig. 1. Priority matrix for One-Step-Ahead (Source: Tang, 1993)

 

MIVP® 1-Step Ahead works by assigning one of four priorities to each individual part in a queue and selects the next lot to process based on the four priorities given. Priority one takes precedence over priority two, and so on. Priority one occurs when the current queue is larger than the historical average, but the downstream queue is less than the historical average. In this case, selecting priority one will balance the queues toward the average. Selecting priority four is the least desirable since it will increase the gap between the average and the current queue, and tend to increase the downstream queue that is already above the average. Priority two and priority three are "don't-care" conditions. Priority two tends to move the products faster to the end of the line than priority three.

 

To formulate the algorithm, let i1,i2,i3,…,in be the operations assigned to a particular machine, and let i+1 be the downstream operation of i.

 

Therefore,

 

 

 

Priority I:    Operation i such that

and ;               (Eqn. 1)

Priority II:    Operation i such that

and ;               (Eqn. 2)

Priority III:     Operation i such that

and ;               (Eqn. 3)

Priority IV:     Operation i such that

and ;               (Eqn. 4)

(Li, Tang, & Collins, 1996)

 

Intuitively, an item coming from step k would increase the queue length of step k+1 and decrease its queue length. In an attempt to minimize the variation between the current inventory level and its historical average, the product at step k with higher-than-average inventory should be given higher priority than those with lower-than-average inventory. Note that every lot in the queue must be given a priority before the dispatching occurs. Also, the priority assignment is both product and process specific, the policy needs to look at queue information of the same product type at the specific downstream process each time a resource becomes available.

 

2.2 MIVP K-Step-Ahead®

 

The K-Step-Ahead MIVP® heuristic extends the concept of the One-Step-Ahead method to include two or more steps ahead in the priority assignment. The algorithm has been modified from the original found in the Li, Tang, & Collins (1996) paper.

 

Priority I:    Operation i­­ such that

                and;                (Eqn. 5)

Priority II:    Operation i such that

                and; (Eqn. 6)

Priority III:   Operation i­­ such that

                and;                (Eqn. 7)

 

 

Priority IV:     Operation i such that

                and; (Eqn. 8)

 

3. PROBLEM FORMULATION

 

The objective of this study was to determine whether there was a significant difference in average cycle time and cycle time variance between FIFO and MIVP® K-Step-Ahead®. Table 1 describes the essential information found in the SEMATECH data. There are two different products (Part A w/210 process steps and Part B w/245 process steps) with constant release policy and constant processing times. In the model, there are 83 machine groups that are determined both to fail (MTBF) and to repair (MTTR) according to an exponential distribution.

 

Table 1. SEMATECH Data Summary

 

Type of product:                    Non-volatile memory

Number of different products:             2

Number of machine groups:                 83

Process times distribution:                   Constant

Time between failures distribution:     Exponential

Time to repair distribution:                   Exponential

Launching policy:                                  Constant

Lot size:                                                   48 wafers

Start rate (Part A):                                  8 lots/day

Start rate (Part B):                                   4 lots/day

Raw processing time (Part A):             271.41 hrs

Raw processing time (Part B):              300.87 hrs

 

3.1 Model Construction

 

Building a simulation model of the two-product DRAM factory based on the dataset provided by SEMATECH was the next step.

 

3.2 Design of Experiment

 

During the design of experiment, it was found that the simulated-modeled factory was not stable. Since the cycle time chart did not reach a steady state. This data was then checked with SEMATECH and they agreed that the Dataset was in error and that, three machines were missing in the bottleneck section of the factory. Accordingly, three machines were added to these bottleneck processes, resulting in a steady state for both products.

 

As a part of the experiment, a pilot run was also used to determine the truncation point for model ramp-up. When the simulation started, the FAB was empty. The data that was gathered up to the truncation point must be discarded. It contains initial bias as the FAB ramps up its production to a steady state. A moving-average plot must be created to determine the ramp-up period. SPSS, a statistical tool, was used to perform this task. In this case, 100 simulation days were chosen as the ramp-up period.

 

Auto-correlation tests were done from the pilot run data to determine the run length. Again, SPSS (1997) was used to plot the auto-correlation. The simulation results have to be statistically independent. Pegden, Shannon, and Sadowski (1995) suggested using a batch means approach to obtain statistically independent results. If the batches are sufficiently large, the means of two adjacent batches will be independent. The steps to determine the appropriate batch size are as follows:

1.        Plot an auto-correlation (ACF) chart of the observations. By viewing the chart, a lag for which the correlation between observations remains significant was chosen. Thus, the batch size of 30 should be enough to produce independent data points.

2.        Determine the number of observations required by multiplying the batch size by 20.

3.        Calculate an appropriate run length by using the following formulae:

Run length = (# of observations required x chosen lag) + ramp-up period)                                      (Eqn. 10)

Run length = (20 x 30) +100                       (Eqn. 11)

                                                                               

Therefore, the run length for this study was 700 simulation days including 100 days ramp-up period and 600 days of steady state to calculate cycle times.

 

3.3 Actual Runs and Output Analysis

 

The basic steps for every simulation study are similar. In this research, data collection and the validity check were preformed by SEMATECH. An auto-correlation check was the most important stage of the simulation process. Omitting this process would have lead to poor and unreliable results. Therefore, the hypothesis tests were an integral part of this study.

 

The simulation was run according to the run length specified for both FIFO and MIVP® policies. Using the specified batch size, both the batched average cycle time and cycle time variance was calculated using the awk utility, implemented in UNIX. Thereafter, analysis of the research using a two-tail t-test was done, comparing the average cycle time from FIFO to those from MIVP® K-Step-Ahead®.

 

Using the same two-tail t-test method, additional hypothesis tests were performed to compare the variances between FIFO and MIVP® K-Step-Ahead®.

 

4. RESEARCH RESULTS

 

A total of twenty-two sets of simulations were run to determine the final comparative results. The first of each set of eleven included the baseline of FIFO, 1-Step-Ahead MIVP® through 10-Step-Ahead MIVP® with the FAB loaded at 85% capacity at the bottleneck section. The second set of eleven included the baseline of FIFO, 1-Step-Ahead MIVP® through 10-Step-Ahead MIVP® with the FAB loaded at 95% capacity at the bottleneck section.

 

Prior to the study, it was concluded that collecting data beyond 10-Step-Ahead was not necessary since MIVP® is intended for short-term decision making. By looking beyond 10 steps, decisions are made at least 4.23 hours for Part A before it arrives at the

10th step ahead, and 7.03 hours for Part B. Therefore, the effectiveness of the decision made is questionable because of the changes caused by variability during these times.

 

Microsoft Excel (Windows’97) was used to perform all hypothesis tests. Each result shows a two-tail t-test for average cycle time and cycle time variance, both for Part A and for Part B. It was determined that hypothesis tests for Part A and Part B must reject the null hypothesis, suggesting that the MIVP® K-Step-Ahead® algorithm have superior performance. The value of P(T ≤ t) for two-tail t-test must be below 0.05 to reject the null hypothesis at 95% confidence level.

 

The numbers for results presented in Table 2. are in days. Hypothesis tests were performed for each Part A and Part B for average cycle time and cycle time variance.


 

Table 2.        Constant Arrival Rate @ 85% Capacity*                   Constant Arrival Rate @ 95% Capacity**

                                                   FIFO & MIVP®                                                              FIFO & MIVP®

No. of Steps

Ahead

Cycle Time Average

Days*

Null Hypothesis *

Cycle Time Variance

Days*

Null Hypothesis *

 

Cycle

Time

Average

Days**

Null Hypothesis **

Cycle Time

Variance Days**

Null Hypothesis **

FIFO -  A

             B

21.041

26.307

 

0.076

0.110

 

 

39.216

46.963

 

4.710

4.834

 

1-Step   A

Ahead   B

20.664

24.982

Rejected

Rejected

0.065

0.069

Yes

Yes

 

34.351

46.963

Rejected

Rejected

0.163

0.178

Rejected

Rejected

2-Step   A

Ahead   B

21.271

25.382

Rejected

Rejected

0.057

0.088

Yes

Yes

 

34.286

40.830

Rejected

Rejected

0.114

0.145

Rejected

Rejected

3-Step   A

Ahead   B

21.382

25.475

Rejected

Rejected

0.066

0.084

Yes

Yes

 

32.811

39.721

Rejected

Rejected

0.261

0.196

Rejected

Rejected

4-Step   A

Ahead   B

20.944

25.209

Yes

Rejected

0.059

0.086

Yes

Yes

 

33.131

39.388

Rejected

Rejected

0.119

0.208

Rejected

Rejected

5-Step   A

Ahead   B

21.226

25.659

Yes

Rejected

0.056

0.095

Yes

Yes

 

33.327

38.145

Rejected

Rejected

0.158

0.207

Rejected

Rejected

6-Step   A

Ahead   B

20.839

25.640

Yes

Rejected

0.053

0.300

Yes

Yes

 

33.965

39.158

Rejected

Rejected

0.065

0.181

Rejected

Rejected

7-Step   A

Ahead   B

20.764

25.357

Rejected

Rejected

0.061

0.093

Yes

Yes

 

33.593

37.914

Rejected

Rejected

0.364

0.197

Rejected

Rejected

8-Step   A

Ahead   B

20.361

24.922

Rejected

Rejected

0.052

0.085

Yes

Yes

 

34.419

39.952

Rejected

Rejected

0.159

0.193

Rejected

Rejected

9-Step   A

Ahead   B

20.530

25.043

Rejected

Rejected

0.058

0.067

Yes

Yes

 

33.367

37.961

Rejected

Rejected

0.150

0.158

Rejected

Rejected

10-Step A

Ahead   B

20.369

25.007

Rejected

Rejected

0.053

0.085

Yes

Yes

 

33.341

38.524

Rejected

Rejected

0.166

0.363

Rejected

Rejected

* Torsina 1997                                                                      ** Balgemann 1997

Yes = Null hypothesis is NOT Rejected

 


5. CONCLUSIONS and RECOMMENDATIONS

 

MIVP® K-Step-Ahead® exhibits its superiority over FIFO in terms of average cycle time reduction and cycle time variance when the factory is loaded at 95%. MIVP® K-Step-Ahead® reduces the average cycle time when the factory is loaded at 85% but does not affect cycle time variance. This low utilization of the machines caused the average inventory for each process step to be low, thus not taking advantage of MIVP® K-Step-Ahead®.

The potential of MIVP® K-Step-Ahead® being superior over FIFO in terms of average cycle time can be seen clearly from the results. Yet, there are still some issues within the MIVP® K-Step-Ahead® algorithm that require further studies.

 

There was a consistency that the longer the raw processing time (product B vs. Product A), the better MIVP® K-Step-Ahead® performed. Therefore, it may be concluded that MIVP® K-Step-Ahead® will perform even better for a more complex manufacturing configuration consisting of many more products with higher processing times. This has been the case in an actual factory implementation with 55 products and average process flows of 300 steps and 485 machines in 132 machine groups. Average cycle time reductions of 32.9% were achieved within five months of implementation. In this factory MIVP® Policies also controlled the release rate, Collins, Williams and Hoppensteadt (1997).

 

The presence of linear correlation between the number of the priority chosen and the number of steps ahead suggest further study looking beyond 10 steps ahead. Experimenting with more than two products not only produces a more complex model, but also creates a situation where MIVP® is expected to demonstrate its benefit in terms of average cycle time and cycle time variance. There was no single number of steps ahead that always produced the best performance improvement. A study in optimization may be used to answer these questions.

 

There is no rule saying only one rule can be applied in the whole factory. Batching processes have important effects on setup times. Therefore, other dispatching rules that perform better for batching may be adopted for those machines. There might be a possible scenario to group bottleneck machines and non-bottleneck machines, each having a different number for looking ahead using the MIVP® algorithm.

 

TRADEMARKS and NOTICES

 

AutoMod/AutoSched® is a registered trademark of AutoSimulations, Inc.

Microsoft Excel® and Windows are registered trademarks of Microsoft Corporation.

Minimum Inventory Variability Policies®, MIVP®, MIVP One-Step-Ahead®, MIVP K-Step-Ahead®, are registered trademarks of ACADZ, Inc.

SPSS® is a registered trademark of SPSS Inc.

 

 

REFERENCES

 

Balgemann, R. (1997). Discrete Event Simulation Modeling To Test For Statistically Significant Disparities In The MIVP and FIFO Dispatching Policies. Published Master of Technology Practicum, Arizona State University, Tempe, AZ.

Collins, D.W., Williams, K. and Hoppensteadt, F.C. (1997), Implementation of Minimum Inventory Variability 1-Step Ahead Policy® in A Large Semiconductor Manufacturing Facility, IEEE 6th International Conference On Emerging Technologies And factory Automation Proceedings, ETFA’97, September 9-12, pp. 497-504.

Connors, D., Feigin, G., & Yao, D. (1994). Scheduling semiconductor lines using a fluid network model. IEEE Transactions on Robotics and Automation, 10, pp. 88-98.

Duenyas, I., Fowler, J., & Schruben, L. (1994). Planning and scheduling in Japanese semiconductor manufacturing. Journal of Manufacturing Systems, 13(5), pp. 323-332.

Goldratt, E., & Cox, J. (1986). The goal: A process of ongoing improvement. New York, NY: North River Press.

Kumar, P. (1994). Scheduling semiconductor manufacturing plants. IEEE Control Systems, 14(6) , pp. 33-40.

Law, A., & Kelton, D. (1991). Simulation modeling & analysis (2nd ed.). New York, NY: McGraw-Hill, Inc.

Li, S., Tang, T., & Collins, D. (1996). Minimum inventory variability schedule with applications in semiconductor fabrication. IEEE Transactions on Semiconductor Manufacturing, 9(1), pp. 145-149.

Pegden, D., Shannon, R., & Sadowski, R. (1995). Introduction to simulation using SIMAN (2nd ed.). New York, NY: McGraw-Hill, Inc.

SPSS (1977) SPSS® 7.5 for Windows®, SPSS Inc. 444 North Michigan Avenue, Chicago, IL 60611.

Tang, T. (1993). Simulation model for minimum inventory variance policy practiced in semiconductor manufacturing plants. Published Master of Technology Practicum, Arizona State University, Tempe, AZ.

Torsina, T. (1997). Simulation Study To Compare Minimum Inventory Variability Policies And First-In-First-Out Algorithm. Published Master of Technology Practicum, Arizona State University, Tempe, AZ.

 

 

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